Such person has acquired such securities in the ordinary course of his .

Among other things, Form 13F filings must include: the issuer name of all Section 13(f) securities (which should be listed in alphabetical order);; a description of .

13F-NT/A, Initial Quarterly Form 13F Notice Report filed by institutional managers (Amendment). 13FCONP, 13FCONP Filing. 144, Proposed Sale of Securities .

5 days ago – According to a 13F Securities and Exchange Commission filing, Charlottesville, Va.-based Peninsula Capital's three biggest holdings as of .

Jump to Form 13F‎: This is a quarterly report of equity holdings by institutional investment managers having equity assets under management of $100 .

Jul 17, 2007 – The U.S. Securities and Exchange Commission's Web site, SEC.gov, should . Today, I'll take a look at one of my favorite SEC filings—form 13F.

May 1, 2011 – . and Exchange Commission under Rule 13f of the Securities Exchange Act 1934. Filings are made quarterly. This information becomes public .

Mar 31, 2010 – SEC Form 13F-HR - Basic guide to understanding the form, information available and how to use this information to make informed financial .

Apr 7, 2005 – NEW YORK (MarketWatch) - The Securities and Exchange . The SEC requires quarterly 13F filings from money managers that control more .

By U.S. law, most money managers with more then $100M under management are required to report their securities holdings in the quarterly 13F filings with the .

Jan 9, 2009 – Until March 16, 2009, Funds may make paper filings using the current . . of equity securities that are listed on the official list of 13F securities .

13 SEC FilingSEC 13F Securities FilingsWe have posted many 13F securities analysis pieces here in the past. This morning I came across a note describing why .

Kellogg has subscribed to CDA/Spectrum 13F institutional transaction quarterly . All institutional managers filing 13F reports with the Securities and Exchange .

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Mar 13, 2010 – You can use SEC Form 13F to spy on the investments being made by the . in Section 13(f) securities must report their holdings on Form 13F with the SEC. . And these Form 13F filings provide a wealth of information that .

8 posts - 7 authors - Last post: Jun 23Apparently the list is for companies that are required to file Form 13F to list the groups of securities they are invested in. This "13F Securities list" .

any acquisition or offer to acquire securities made or proposed to be made by means of a registration statement under the Securities Act of 1933;; any acquisition .

Dec 31, 2002 – ACN/Form 13F is a software program which contains the filing material the SEC . on a quarterly basis to submit their holdings of 13F securities. .

Edgar Filing: INTEL CORP - Form 13F-HR/A 0KB. intel corp form 13f-hr/a april 19, 2002 united states securities and exchange commission washington, d.c . .

Sep 26, 2008 – To see all recently filed 13Fs, use the “Latest Filings” search function and enter “ 13F” in the “Form Type” box. The securities that institutional .

Securities Lawyer's Deskbook . Securities Exchange Act of 1934 . in a public filing for the same period, must set forth the complete text of the Form 13F. .

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Feb 10, 2011 – Forum Securities Ltd - 13F-HR - For 12/31/10 - Quarterly Holdings or . 1 - Accession Number 0001485921-11-000002 - Filing - SEC.

May 16, 2011 – TD SECURITIES INC Form 13F-NT (Initial Quarterly Form 13F Notice Report filed by institutional managers) Filed 2011-05-16.

Feb 3, 2010 – Download Form 13F Information Required Of Institutional Investment Managers ( SEC1685) 13F - Official Federal Forms Securities And Exchange . under continuing hardship exemptions, a copy of the Form 13F paper filing. .

Securities Lawyer's Deskbook published by The . Regulation 13D (Rules 13d-1 to 13f-1) . Rule 13d-2 -- Filing of Amendments to Schedules 13D or 13G .

RIA Compliance Consultants provides filing services for schedules 13D, 13F, and 13G and Form SH. Click here . Where can I view the Section 13(f) securities? .

Contains information related to the filing, reporting manager, and signatory. . a Form 13F filing that both appear on the official 13F Securities List and meet the .

SEC 13F Securities Filing We have posted many 13F securities analysis pieces here in the past. This morning I came across a note describing why while these .

15+ items – Policing The Securities Market: An Overview Of The SEC .

Jul 1, 2011 – This list of "Section 13(f) securities" as defined by Rule .

Mar 3, 2009 – Tags: SEC 13F Securities Filing, 13F, 13F Securities, 13F SEC, 13F Filing, Form 13F, 13F analysis, 13F definition, 13F Disclosure, .

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Mar 24, 2011 – The Motley Fool - A look under the hood of Pabrai's recent 13F filing. . publicly by filing Securities and Exchange Commission Form 13F. .

Jan 24, 2011 – But experts said analysis of quarterly 13F Securities and Exchange Commission filings from investors holding at least $100 million in U.S. .

Section 13F Filings. Section 13(f) of the Securities Exchange Act of 1934 requires that every institutional investment manager which exercises investment .

SEC Form 13F - Definition of SEC Form 13F on Investopedia - A filing with the Securities and Exchange Commission (SEC), also known as the Information .

Congress passed Section 13(f) of the Securities Exchange Act in 1975 in order to increase the public . Q: What are the filing deadlines for 13F's at the SEC? .

Nov 17, 2010 – Follow Warren Buffett's Best Investments Using 13F Filings . finds to be appealing though mandated public 13F filings with the Securities and .

Jan 5, 2011 – List of SEC holidays and filing deadlines with descriptions provided by a . Form 13F, Due 45 days following the end of each fiscal quarter from . day in which a company insider trades registered securities in the company. .

Form 13F is a quarterly report of equity holdings by filed institutional .

-an alphabetical list of all of the Section 13(f) securities that the investment manager currently owns . A Peak Inside Paulson & Co LLC's Q4 13F-HR Filing .

Jan 30, 2009 – Form 13F-HR vs. Form 13F-NT. If all of your Section 13(f) securities are listed on your Form 13F, you are filing a 13F Holdings Report under .

Feb 16, 2011 – U.S. Securities & Exchange Commission . You can search .

SEC 13F Securities Filing We have posted many 13F securities analysis pieces here in the past. This morning I came across a note describing why while these .

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Mar 1, 2011 – Advisers with over $100 million worth of equity securities under their investment discretion are subject to Form 13F filing requirements. .

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ACN will compile your 13F Report and act as your Filing Agent in order to .

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