Feb 12, 1999 – The Commission did not change the substantive reporting requirements of Form 13F in connection with making the electronic filing of the form .

Mar 3, 2009 – SEC 13F Securities Filing We have posted many 13F securities analysis pieces here . 13F Holdings Report, 13F information, 13F requirements .

Feb 21, 2011 – I took a look at Paulson & Co's 13F filings from 2006 to 2007 – his reported . swaps and other derivatives in the face of filing requirements? .

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Results 1 - 10 of 79600 – Bearing Search Find Results for "13F Filing .

Jan 5, 2011 – List of SEC holidays and filing deadlines with descriptions provided by a . Form 13F, Due 45 days following the end of each fiscal quarter from .

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Dec 31, 2002 – New Period; Import File; Zoom Table; Refresh Table; Official 13F List; Eliminate Minimum Requirements; Use Official Names; Combine .

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Form 13F File Number 28------------------------------------------------ Name .

Nov 7, 2007 – FORM 13F COVER PAGE. Report for the Calendar Year or Quarter Ended: . firms that are subject to applicable 13F filing requirements. .

Sep 19, 2008 – Short Selling Filing Requirements, Prohibitions and . investment managers that are currently required to file Form 13F as of June 30, 2008 to .

Sep 1, 2011 – An institution is subject to Form 13F filing requirements if it has investment discretion over more than $100 million in qualifying securities. .

The Investment Management Division has written these FAQs to help money managers that are required . Category:Produits | Tags: 13F Filing Requirements .

Sep 26, 2008 – Typically a hedge fund attorney will help the manager file Form 13F. A summary of Form 13F requirements from the SEC is below and can be .

May 4, 1999 – All Form 13F filings (new and amended) submitted after April 1, 1999 must . must satisfy the requirements of FOIA Exemption 4 which protects .

Jun 17, 2010 – And thanks to the mandatory 13F filing requirements of the SEC, investors can get a quarterly peek into where Soros & Co. are positioning their .

Mar 1, 2011 – Advisers with over $100 million worth of equity securities under their investment discretion are subject to Form 13F filing requirements. .

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by MR Rosella - 2005

Chapter 13 Filing Requirements. All petitions and schedules must be accompanied by the filing fee or an application to pay the filing fee through the plan. .

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Mar 28, 2011 – Form 13F Filings XML - The SEC desperately needs to enter the 21st . of the SEC's Section 13(f) reporting requirements in September of 2010. .

An institution is subject to Form 13F filing requirements if it has .

Filers must submit Forms 13F electronically, unless a hardship exemption is . . The sanctions for violating electronic filing requirements mentioned above also .

Mar 24, 1999 – The Commission is amending rule 13f-1 to address the requirements for filing amendments to reports on Form 13F and is amending Form 13F, .

Apr 7, 2005 – The SEC requires quarterly 13F filings from money managers that . with the SEC about increasing 13F filing requirements to once per month. .

May 1, 2011 – A sponsored Level II ADR must comply with the SEC's full registration and reporting requirements. In addition to filing an F-6 registration .

Jun 17, 1998 – 1 Form 13F is used by institutional investment managers .

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Whalewisdom tracks and analyzes 13F Edgar filings by hedge funds and . The electronic submission requirements for Form 13F are somewhat vague and .

SEC 13F Securities Filing. . SEC, 13F Filing, Form 13F, 13F analysis, 13F definition, 13F Disclosure, 13F Holdings Report, 13F information, 13F requirements .

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Jump to How do I file a report through EDGAR?‎: The report must be prepared in accordance with the EDGAR filing requirements. A registered investment .

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Rule 13d-2 -- Filing of Amendments to Schedules 13D or 13G . Rule 13f-1 -- Reporting by Institutional Investment Managers of Information with Respect to .

May 17, 2011 – The disclosures are part of a quarterly filing requirement for investors who . The form, known as a 13F, must be filed within 45 days of the end of each . .. International stock quotes are delayed as per exchange requirements. .

Every issuer of a security registered pursuant to section 12 shall file with .

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A: Yes. If the manager meets the requirements of Section 13(f) of the Securities Exchange Act, it must file Form 13F regardless of whether it is an SEC-registered .

15+ items – There is no filing after the fourth quarter because that is when .

Advisers with over $100 million worth of equity securities under their .

12G32BR, 12G32BR Filing. 13F-HR, Initial Quarterly Form 13F Holdings report filed by institutional managers. 13F-HR/A, Initial Quarterly Form 13F Holdings .

The cover page adds the requirements of identification of an amendment filing; the inclusion of the Form 13F file number of the manager filing the report; .

For more information, see the SEC's 13F FAQ. When filing a Form D, how do I find out what each states fees or other filing requirements are? Each state has .

A: Yes. If the manager meets the requirements of Section 13(f) of the Securities Exchange Act, it must file Form 13F regardless of whether it is an SEC-registered .

Feb 6, 2006 – Registered Investment Adviser 13F Disclosure Requirements: . The last 13F filing required relates to the last quarter of the calendar year after .

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