Their directors and officers do not need to report equity holdings under 1934 Act Section 16 (although they may under Section 13, if and when applicable). .

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The 1934 Act also established the Securities and Exchange Commission .

(a) AMENDMENT- Section 16 of the Securities Exchange Act of 1934 (15 U.S.C. 78p) is amended by striking the heading of such section and subsection (a) and .

12 of section 16, formerly classified to section 422 of this title, was repealed by act June 26, 1934, ch. 756, Sec. 1, 48 Stat. 1225. Amendments 1934 - Act Jan. .

This lesson discusses sections 16(a) and 16(b) of the Securities Exchange Act of 1934. It begins with a discussion of the section 16(a) reporting requirement: .

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Aug 25, 2010 – One of the revised Q&As relates to 1934 Act Section 16. The revision to the Section 16 question relates to general guidance and presents the .

240.3a12-12 Exemption from certain provisions of section 16 of the Act for . . under section 13(e) of the Securities Exchange Act of 1934 and Rule 13e–3 .

Definition of Section 16 in the Financial Dictionary - by Free online English dictionary . Provision of the Securities Exchange Act of 1934 that requires company .

Section 16 of the Securities Exchange Act of 1934, as amended (the "1934 Act"), applies to officers, directors and beneficial owners of more than 10% of a class .

The Securities Exchange Act of 1934 - Principles of Full Disclosure . trading, if at all, only in Section 16(b) of the Exchange Act, which permits the issuer of stock .

. to adopt constitutions under Section 16 of the Act; Established a revolving loan . The Act of 1934 was not fully applicable to Alaska tribes because it was .

The Irish Statute Book database comprises the Acts of the Oireachtas, Statutory Instruments and Legislation Directory for the period 1922-2010.

Securities Exchange Act of 1934 . Definition of "Equity Security" as Used .

Section 16 of the 1934 Act requires a public company's officers, directors and holders of more than 10% of any class of equity security to report their transactions .

Jun 28, 2011 – Whether the two-year time limit for bringing an action under Section 16(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78p(b), is subject .

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1934 Act Section 16” shall mean Section 16 of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder. .

Items 501 - 512 – As will be discussed more fully in the following sections, the 1934 Act requires . .. Pursuant to Section 16(b) of the 1934 Act, there are special .

Aug 10, 2005 – (2) Statements filed pursuant to section 16(a) of the 1934 Act. Statements required under section 16(a) of the 1934 Act shall be filed .

The Indian Reorganization Act, June 18, 1934 . . the Territory of Alaska: Provided , That Sections 2, 4, 7, 16, 17, and 18 of this Act shall not apply to the following .

. public corporations, including 1934 Act compliance, proxy disclosure and proxy contests, insider trading issues, Section 16 compliance, Form S-8 registration .

Aug 13, 2008 – Expand Requesting Information (Freedom of Information Act) . . subsection (a) of section 1 of the Permanent Appropriation Repeal Act of 1934, .

Mar 18, 2011 – An obscure provision of the Securities Exchange Act of 1934 . become subject to the short-swing profit rules under Exchange Act Section 16. .

335.601 Requirements of section 16 of the Securities Exchange Act of 1934. NEW - Receive Justia's FREE Daily Newsletters of Opinion Summaries for the US .

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Jul 1, 2011 – 335.601 Requirements of section 16 of the Securities Exchange Act of 1934. 335.611 Initial statement of beneficial ownership of securities .

Section 16(b) of the Securities Exchange Act of 1934 [FN1] requires ten percent owners, directors and officers of a company to disgorge "any profit realized .

Section 16 - Definition of Section 16 on Investopedia - A section of the Securities Exchange Act of 1934 that is used to describe the various regulatory filing .

Section 16(b) of the Securities Exchange Act of 1934 prohibits short-swing profits (from any purchases and sales within any six month period) made by corporate .

Aug 31, 2011 – (i) Sections 10A(m), 12, 13, 14(a), 14(c), 14(d), 14(f), and 16 of the 1934 Act (15 U.S.C. 78f(m), 78l, 78m, 78n(a), (c), (d) and (f), and 78p); and .

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Securities Exchange Act of 1934. Section 16 -- Directors, Officers, and Principal Stockholders . . June 6, 1934, c. 404, Title I, § 16, 48 Stat. 896; Aug. 20, 1964 .

480+ items – . REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 .

COMPLIANCE WITH SECTION 16(a) OF THE SECURITIES EXCHANGE ACT OF 1934. Section 16 (a) of the Exchange Act requires the Company's directors, officers and .

. of Rule 10b-5 under the Securities Exchange Act of 1934 ("Exchange Act"). . . See Section 20(b) of the Exchange Act. In addition, as was proposed, the . . from liability and reporting under Section 16 of the Exchange Act.122 The Section .

Gold Reserve Act of 1934: "An Act to protect the currency system of the . (b) Section 16 of the Federal Reserve Act, as amended, is further amended in the .

Oct 14, 2008 – The Securities Exchange Act of 1934 (the “Exchange Act”) is a very . Section 16 applies if the fund owns more than 10% of a class of the .

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450+ items – . immediately followed by a "?A". Form Type, Definition, Notes .

Aug 28, 2002 – Section 403(a) of the Act amends Section 16(a) to require reports of . . as those imposed by section 16 of the Securities Exchange Act of 1934 .

Securities Exchange Act of 1934 . Section 4A -- Delegation of Functions by .

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These sections, relating to citizenship, were affected by the Nationality Act of . Section 3b was from acts May 7, 1934, ch. . It was from act May 16, 1938, ch. .

12 of section 16, formerly classified to section 422 of this title, was repealed by act June 26, 1934, ch. 756, Sec. 1, 48 Stat. 1225. AMENDMENTS 1934 - Act Jan. .

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Securities Exchange Act of 1934. Rule 16a-1 -- Definition of Terms. Terms defined in this rule shall apply solely to section 16 of the Act and the rules thereunder. .

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