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Aug 4, 2011 . Securities America, the nation's seventh-largest independent . at rapid clip as
Apr 25, 2011 . Ameriprise Financial said in its earnings announcement today that it was
Jun 23, 2011 . Ladenburg Thalmann, parent company of Triad Advisors and Investacorp, has
Jul 27, 2011 . Q2 Earnings: Ameriprise Misses Estimates; No News on Securities America Sale.
Aug 10, 2011 . Securities America signed an order Thursday giving final approval of an $80
20 minutes ago . Select -, - All -, Aegis Capital, American Portfolios Financial Services . Financial
Jul 27, 2011 . Securities America, the nation s seventh-largest independent broker-dealer
For the deal, Ladenburg will pay $150 million in cash up front to Securities
Sep 6, 2011 . *OnWallStreet, August 18, Donna Mitchell, “Securities America Sweetens
Apr 27, 2011 . The planned sale of La Vista-based Securities America and a proposed $150
Aug 17, 2011 . Ameriprise Financial Inc. has agreed to sell Securities America Financial Corp.
This arbitration award appears to be the first involving Securities America's sale
Ameriprise Financial Inc. is planning to sell Securities America Financial
Apr 26, 2011 . Ameriprise will seek a buyer for its independent broker-dealer subsidiary
Aug 17, 2011 . Ameriprise Financial Inc. agreed Wednesday to sell its troubled broker-dealer
Aug 18, 2011 . The announcement of the sale of Securities America followed Ameriprise's
Ladenburg Thalmann files 8-K; retention bonuses of 15% of yearly fees and
Shepherd Smith Edwards & Kantas LTD LLP - Chicago Stockbroker Fraud
May 6, 2011 . Can Ameriprise find a buyer for Securities America? According to Ameriprise
16. Securities America's Sales of Provident Securities. 55. Securities America
Aug 17, 2011 . After Ameriprise Financial finalizes a deal to sell Securities America to
Aug 17, 2011 . According to the Investment News, Securities America, the independent broker-
Jul 28, 2011 . Advisor productivity reached a new high for Ameriprise Financial (NYSE: AMP) in
August 1, 2011 – Research Magazine – Securities America is recognized as an
Jul 27, 2011 . Ameriprise's Q2 results excluded Securities America, which it now counts .
Massachusetts State Regulators on Tuesday charged Securities America with
Apr 26, 2011 . Plagued by legal woes involving private-placements sales in Medical Capital
Aug 17, 2011 . Ladenburg to pay parent Ameriprise $150 mln upfront * Ladenburg to have 2700
Jun 10, 2011 . Apparently it was a front-line rep who suggested that Securities America ask its
Aug 18, 2011 . Securities America is making generous efforts, in some cases, to keep its advisor
Both lawsuits center on Securities America's sales practices, alleging Securities
A limited the pool of potential broker-dealer suitors.
Sep 1, 2011 . On April 25, Ameriprise announced plans to to sell its Securities America
Apr 25, 2011 . The decision comes after the troubled unit, along with Ameriprise, agreed to pay
Aug 17, 2011 . The sale comes four months after Ameriprise agreed to pay $150 million to settle
Apr 25, 2011 . “A sale would allow [Securities America] to focus on growth opportunities in the
Mar 4, 2011 . In a case against Securities America, class-action lawyers argue that arbitration
Aug 17, 2011 . Securities America has been occupied by hundreds of lawsuits and arbitration
Aug 12, 2011 . This year, Securities America has been mired in litigation and claims .
Plagued by lawsuits and arbitration claims over sales in Medical Capital
Aug 17, 2011 . Is the sale by Ameriprise Financial of its Securities America advisory services unit
Financial Dynamics created Securities America, an independent securities
Securities America Inc. . Annuities revenue by product sales: Fixed; Annuities
Securities America seventh among independent stage, delivering a “Game
Jul 27, 2011 . Ameriprise said in April that it planned to sell Securities America after fraudulent
Aug 18, 2011 . MINNEAPOLIS (AP) — Ameriprise Financial Inc. has agreed to sell Securities
Aug 17, 2011 . Securities America Sale: 'Amazingly Low Price,' Expert Says. But, recruiters note,
Securities America, the broker-dealer firm owned by Ameriprise Financial, may
Ameriprise to Sell Securities America Even as it Finalizes Securities . Texas
connection with approving the sale of these two private placements. Accordingly,
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