SECURITIES AMERICA SALE

Dec 25, 11
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  • Aug 4, 2011 . Securities America, the nation's seventh-largest independent . at rapid clip as
  • Apr 25, 2011 . Ameriprise Financial said in its earnings announcement today that it was
  • Jun 23, 2011 . Ladenburg Thalmann, parent company of Triad Advisors and Investacorp, has
  • Jul 27, 2011 . Q2 Earnings: Ameriprise Misses Estimates; No News on Securities America Sale.
  • Aug 10, 2011 . Securities America signed an order Thursday giving final approval of an $80
  • 20 minutes ago . Select -, - All -, Aegis Capital, American Portfolios Financial Services . Financial
  • Jul 27, 2011 . Securities America, the nation s seventh-largest independent broker-dealer
  • For the deal, Ladenburg will pay $150 million in cash up front to Securities
  • Sep 6, 2011 . *OnWallStreet, August 18, Donna Mitchell, “Securities America Sweetens
  • Apr 27, 2011 . The planned sale of La Vista-based Securities America and a proposed $150
  • Aug 17, 2011 . Ameriprise Financial Inc. has agreed to sell Securities America Financial Corp.
  • This arbitration award appears to be the first involving Securities America's sale
  • Ameriprise Financial Inc. is planning to sell Securities America Financial
  • Apr 26, 2011 . Ameriprise will seek a buyer for its independent broker-dealer subsidiary
  • Aug 17, 2011 . Ameriprise Financial Inc. agreed Wednesday to sell its troubled broker-dealer
  • Aug 18, 2011 . The announcement of the sale of Securities America followed Ameriprise's
  • Ladenburg Thalmann files 8-K; retention bonuses of 15% of yearly fees and
  • Shepherd Smith Edwards & Kantas LTD LLP - Chicago Stockbroker Fraud
  • May 6, 2011 . Can Ameriprise find a buyer for Securities America? According to Ameriprise
  • 16. Securities America's Sales of Provident Securities. 55. Securities America
  • Aug 17, 2011 . After Ameriprise Financial finalizes a deal to sell Securities America to
  • Aug 17, 2011 . According to the Investment News, Securities America, the independent broker-
  • Jul 28, 2011 . Advisor productivity reached a new high for Ameriprise Financial (NYSE: AMP) in
  • August 1, 2011 – Research Magazine – Securities America is recognized as an
  • Jul 27, 2011 . Ameriprise's Q2 results excluded Securities America, which it now counts .
  • Massachusetts State Regulators on Tuesday charged Securities America with
  • Apr 26, 2011 . Plagued by legal woes involving private-placements sales in Medical Capital
  • Aug 17, 2011 . Ladenburg to pay parent Ameriprise $150 mln upfront * Ladenburg to have 2700
  • Jun 10, 2011 . Apparently it was a front-line rep who suggested that Securities America ask its
  • Aug 18, 2011 . Securities America is making generous efforts, in some cases, to keep its advisor
  • Both lawsuits center on Securities America's sales practices, alleging Securities
  • A limited the pool of potential broker-dealer suitors.
  • Sep 1, 2011 . On April 25, Ameriprise announced plans to to sell its Securities America
  • Apr 25, 2011 . The decision comes after the troubled unit, along with Ameriprise, agreed to pay
  • Aug 17, 2011 . The sale comes four months after Ameriprise agreed to pay $150 million to settle
  • Apr 25, 2011 . “A sale would allow [Securities America] to focus on growth opportunities in the
  • Mar 4, 2011 . In a case against Securities America, class-action lawyers argue that arbitration
  • Aug 17, 2011 . Securities America has been occupied by hundreds of lawsuits and arbitration
  • Aug 12, 2011 . This year, Securities America has been mired in litigation and claims .
  • Plagued by lawsuits and arbitration claims over sales in Medical Capital
  • Aug 17, 2011 . Is the sale by Ameriprise Financial of its Securities America advisory services unit
  • Financial Dynamics created Securities America, an independent securities
  • Securities America Inc. . Annuities revenue by product sales: Fixed; Annuities
  • Securities America seventh among independent stage, delivering a “Game
  • Jul 27, 2011 . Ameriprise said in April that it planned to sell Securities America after fraudulent
  • Aug 18, 2011 . MINNEAPOLIS (AP) — Ameriprise Financial Inc. has agreed to sell Securities
  • Aug 17, 2011 . Securities America Sale: 'Amazingly Low Price,' Expert Says. But, recruiters note,
  • Securities America, the broker-dealer firm owned by Ameriprise Financial, may
  • Ameriprise to Sell Securities America Even as it Finalizes Securities . Texas
  • connection with approving the sale of these two private placements. Accordingly,

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