The undersigned hereby certifies as follows: A. The undersigned is a qualified

buyers under Rule 144A(a)(i) of the Securities Act of 1933, major U.S.

Jan 30, 2008 . On November 15, 2007, the SEC approved significant amendments to Rule 144

Sales of restricted stock are subject to Rule 144 of the federal Securities Act of

Oct 20, 2011 . Securities Act of 1933 (“Securities Act”) Rule 144 sets forth certain requirements

opportunities are availed of. Restricted Stock. Rule 144 of the Securities Act of

Rule 144 allows holders of restricted or control securities to sell those . . to the

Oct 6, 2003 . Under Section 5 of the Securities Act of 1933, all offers and sales of . Rule 144

revised regulations amending Rule 144 and Rule 145 under the Securities Act of

Regulation S and Rule 144A are sections of the US Securities Act of 1933

Feb 20, 2008 . February 15, 2008 marks the effective date of the most significant overhaul in

Rule 144(e)(3)(vii) provides that securities sold pursuant to an effective

The Securities and Exchange Commission recently adopted a number of

On February 15, 2008, the Securities and Exchange Commission (SEC)

Oct 6, 2011 . This chapter from Securities Law Techniques discusses Rule 144A under the

The Shares are currently “restricted securities” within the meaning of Rule 144

PPM.net can assist with your Rule 144a private placement offering. Rule 144a,

Securities were Legally or Contractually Restricted Securities,1 eligible for

On December 6, 2007, the Securities and Exchange Commission adopted

Rule 144, promulgated by the SEC under the 1933 Act, permits, under limited

Instead, it was structured as a private placement under Rule 144A of the

Rule 144A under the Securities Act of 1933, as amended (the 1933 Act), adopted

RULE 144 AMENDMENTS. Rule 144 under the Securities Act of 1933 creates a

Nov 16, 2007 . In particular, the SEC adopted several important changes to Rules 144 and 145

(the “Issuer”), pursuant to Rule 144 of the Securities Act of 1933, as amended (

Feb 9, 2009 . Almost one year ago, the Securities and Exchange Commission (the “SEC”)

Preliminary Note to Rule 144. Certain basic principles are essential to an

General Rules and Regulations promulgated under the. Securities Act of 1933 .

This article explains some of the basics about Rule 144 and restricted stock. The

-[3]- The Commission also is adopting parallel changes to Securities Act Rule

Feb 7, 2008 . The SEC recently amended Rules 144 and 145 (the “Amendments”) under the

Instead, it was structured as a private placement under Rule 144A of the

1933 Act. In view of these problems, the SEC adopted Rule 144 to provide

Rule 144A. Rule 144A of the Securities Act of 1933 makes it easier for private

Rule 144 allows public resale of restricted and control securities if a number of .

Rule 144, promulgated by the SEC under the 1933 Act, permits, under limited

On December 6, 2007, the Securities and Exchange Commission (the "SEC")

General Rules and Regulations promulgated under the. Securities Act of 1933 . .

Rule 144A. Securities Act of 1933, as amended (the "Securities Act") provides a

In order to use Rule 144, a Company must have ceased to be a shell company . .

(the “Company”) be lifted pursuant to paragraph (k) of Rule 144. Name of

ABOUT RULE 144 AND RULE 145. Understanding Rule 144 under the

Are there any exceptions to Rule 144? Does "good faith" protect me from a

Rule 144, promulgated by the SEC under the 1933 Act, permits, under limited

230.100 Definitions of terms used in the rules and regulations. . .. (2) The term

Rule 144 of the Federal Securities Act of 1933 concerns restricted securities.

Mar 4, 2011 . Question: Is Rule 144 available to the issuer of the securities? Answer: . . “

. significant changes to Rule 144 regarding the sale of restricted and controlled

On December 6, 2007, the SEC published final rules revising Rule 144 under the

Rule 144A that provides a safe harbor from the registration requirements of the

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