www.pionline.com/. /money-managers-plan-cuts-to-research-budget-in- advance-of-mifid-ii-rules-8212-surveyCachedMoney managers plan cuts to research budget in advance of MiFID II rules —

www.hsbcnet.com/gbm/financial-regulation/mifidCachedSimilarThe political agreement reached on MAR is subject to agreement on MiFID II,

https://www.ftfnews.com/u-k-s-fca-issues. mifid-ii-rules/16800CachedApr 5, 2017 . The Financial Conduct Authority (FCA) not only issued its “near final” rules on

https://www.wired-gov.net/. /FCA+publishes+near+final+rules+on+MiFID+II +and+encourages+firms+to+submit+applications+for+MiFID+II+ . CachedApr 3, 2017 . The Financial Conduct Authority (FCA) has published near final rules on the

www.thetradenews.com/. /Firms-seek-clarity-on-consolidated-tape-rules- under-MiFID-II/CachedFeb 10, 2017 . A variety of firms ranging from exchange operators to trade associations have

https://www.skadden.com/. /mifid-2-reforming-regulation-eu-securities-and- derivatives-marketsCachedSimilarAlgorithmic trading conduct-of-business rules will be extended to entities that

https://www.gfsc.gg/industry. /guernsey-and-eu’s-mifid-ii-with-faqsCachedMiFID II / MIFIR will apply to: Investment firms; Credit institutions when . State (

business.nasdaq.com/trade/rules-and-regulations/mifid-IICachedMiFID II and MAR remain some of the biggest concerns for market participants on

hb.betterregulation.com/. /MiFID%20II%20and%20MiFIR%20- %20Changes%20to%20the%20Rules%20on%20Trading%20in%20. CachedSimilarChanges to the Rules on Trading in Financial Instruments. Implementation. MiFID

flextrade.com/unbundling/CachedAs we approach the final stages of MiFID II approval, we consider what the rules

www.fxdd.com/. /mt/. /MIFID_CLIENT_CATEGORISATION.pdfCachedSimilarand applicable investment services rules (the “Law”). To protect investors, MiFID

. a result of MiFID, since it may amount to a restriction of the freedom to provide

www.pwc.com/gx/en/industries/financial-services/. /mifid-ii.htmlCachedSimilarMiFID II – market overhaul looms . are looming ever larger on the horizon with

www.acacomplianceeurope.com/update-mifid-ii-ec-publishes-final-rules- using-dealing-commissions-pay-researchCachedOn 7 April 2016 the European Commission (“EC”) published its final proposals

https://www.afm.nl/en/professionals/onderwerpen/mifid-regelgevingCachedOverview of the various new rules and regulations of MiFID II.

MiFID's rules categorise clients as 'retail client', 'professional client', and 'eligible

https://www.pwc.lu/. /mifid/. /pwc-markets-in-financial-instruments- directive-2-mifid-2-level-2.pdfFinal Report. ESMA's Technical Advice to the Commission on MiFID II and MiFIR

https://www.euronext.com/en/regulationCachedSimilar. Regulated Markets within the meaning of the Markets in Financial Instruments

www.mfsa.com.mt/pages/viewcontent.aspx?id=339CachedSimilarMiFID Legislation; ESMA Documents; European Commission Documents . 02/

www.nortonrosefulbright.com/knowledge/. /mifid-ii-mifir-seriesCachedSimilarHowever, where Member States choose not to maintain their respective national

https://ec.europa.eu/info/business. euro/. /securities-markets_enCached. and regulated markets - Markets in financial instruments directive (MiFID) . EU

https://en.wikipedia.org/. /Markets_in_Financial_Instruments_Directive_ 2004CachedThe Markets in Financial Instruments Directive 2004/39/EC (known as "MiFID") as subsequently amended is a European Union law that provides harmonised regulation for investment services across the 31 member states of the European Economic Area (the 28 EU member states plus Iceland, Norway and Liechtenstein).

https://www.law360.com/. /eu-watchdog-eases-mifid-ii-rules-on-position- reportingCachedLaw360, London (February 10, 2017, 3:36 PM GMT) -- Europe's top securities

www.cummingslaw.com/. /CL_An-introduction-to-MiFID-II-part2-0215.pdfCachedSimilarnew addition to the current MiFID rules. Also new is a stricter requirement on

https://en.wikipedia.org/. /Markets_in_Financial_Instruments_Directive_ 2004

www.jpmorgan.ru/country/RU/en/disclosures/mifid/. /clientmoneyCachedMiFID - Client Money Rules. This disclosure should be read in conjunction with

https://www.moneymarketing.co.uk/apfa-calls-fca-drop-mifid-ii-call- recording-rules/CachedJan 5, 2017 . Apfa is urging the FCA not to “gold-plate” the telephone recording requirements

www.lexology.com/library/detail.aspx?g=e76400eb-f2cc-4f4e. CachedApr 5, 2017 . 3 January 2018 draws ever closer, and 3 July 2017 (the date by which all

https://www.jpmorgan.com/directdoc/MiFID_J3710_Insert_V8b.pdfCachedSimilarMiFID will come into force from November 1, 2007. MiFID covers three basic

https://www.esma.europa.eu/policy-rules/mifid-ii-and-mifirCachedSimilarMiFID is the Markets in Financial Instruments Directive (2004/39/EC). . The rules

https://nordeamarkets.com/two-more-mifid-ii-rts-adopted-including-rules-on- clearing-access/CachedJan 30, 2017 . The European Commission has adopted five more detailed rules for the revised

https://www2.deloitte.com/content/dam/Deloitte/uk/. /uk-fs-mifid-II.pdfSimilarMarkets in Financial Instruments Directive and new Regulation (MiFID II/MiFIR).

https://www.finextra.com/. /fca-publishes-near-final-rules-for-mifid-iiCachedMar 31, 2017 . The Financial Conduct Authority (FCA) has today published near final rules on

https://info.dechert.com/10/4936/. /formatted-mifid-onpoint.pdfCachedUCITS within the definition of a MiFID investment firm will be directly subject to all

https://www.ft.com/. /ba243304-e224-11e6-9645-c9357a75844aCachedJan 26, 2017 . The issues keeping asset managers up at night include Mifid II's impact on fixed

www.investmentweek.co.uk/. /mifid-ii-research-rules-what-will-be- consequences-for-end-investorsCached6 days ago . Greater transparency of investment research costs is part of sweeping changes in

www.investopedia.com/terms/m/mifid.aspCachedSimilarThis issue is being addressed through MiFID 2, which will harmonize the rules for

www.londonstockexchange.com/traders. /rules. /rules-regulations.htmCachedSimilarThe rules were fully updated in 2007 in readiness for the introduction of the

www3.citywire.co.uk/wealth. of-mifid-rules/a1006489?. CachedApr 5, 2017 . NCI calls for post-Brexit review of Mifid rules. A week after prime minister Theresa

www.risk.net/. /mifid-trading-rules-cast-a-shadow-over-position-limitsCachedMar 13, 2017 . Contracts caught will depend on trading obligation rules that are still unclear.

www.dilloneustace.com/download/1/MiFID%20Brochure.pdfCachedOct 5, 2012 . Is Authorisation under the MiFID Regulations in Ireland the . regulatory rules to

www.internationalinvestment.net/. /fca-publishes-near-final-mifid-ii-rules- issues-call-authorisation-applications/CachedMar 31, 2017 . The UK Financial Conduct Authority has today published what it says are “near

www.fsma.be/en/Supervision/MiFID.aspxCachedSimilarConduct of business rules (MiFID). Legislation. Legislation concerning the

https://www.fca.org.uk/markets/mifid-iiCachedMay 23, 2016 . The Markets in Financial Instruments Directive is the EU legislation that regulates

7.1.2.3 Affiliates Pre-MiFID: As with client money (7.2.2.4), the custody rules did

https://hearsaysystems.com/wp-content/uploads/2016/. /MiFID-II.pdfCachedThe original Markets in Financial Instruments Directive (MiFID) was introduced .

www.arendt.com/. /mifid-rules-of-conduct-practical-implications.aspxCachedThis training aims at explaining to the participants the MiFID rules currently

https://www.fnlondon.com/. /fca-urges-firms-to-act-on-mifid-ii-or-risk- losing-access-to-uk-market-20170331Mar 31, 2017 . The City's watchdog has urged financial services firms to prepare for new

www.markit.com/Content/Documents/. /MKT_Mifid_II_faq.pdfCachedSimilarapplicable rules. The new Mifid regime will go into effect in January 2017. The

https://www.era.int/?126098&enCachedThe presentation provides a practical overview of the relevant rules on

https://www.ftadviser.com/. /apfa-urges-fca-to-drop-excessive-mifid-rules/CachedJan 5, 2017 . The Association of Professional Financial Advisers has called on the Financial

Sitemap