INVESTORS CAPITAL BROKER DEALER OF THE YEAR

Feb 28, 14
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  • www.fa-mag.com/userfiles/2013_FA_Issues/. /BD_Ranking_Onlinefa.pdf‎Similarcomplex estate, business succession, retirement and investment plans. . .
  • www.quarles.com/sec-adopts-sweeping-changes-2013‎CachedInvestment Management Law Alert . Under the amendments, a registered broker
  • en.wikipedia.org/wiki/Net_capital_rule‎CachedSimilar[edit]. The same 1980 SEC Release noted a clear distinction in the application of
  • www.cnbc.com/id/101343055‎CachedJan 16, 2014 . Just last year, it acquired two brokerage firms from MetLife Inc. Today the . for
  • topics.nytimes.com/top/news/. /investors-capital-holdings-ltd/‎CachedInvestors Capital Holdings Ltd. financial and business news, updates, and
  • www.lifehealthpro.com/2013/08/26/top-broker-dealers-for-2013‎CachedAug 26, 2013 . Cambridge Investment Research, Investors Capital Corp., Geneos Wealth . from
  • www.thinkadvisor.com/. /the-more-things-change-the-2013-broker-dealers- of‎CachedAug 26, 2013 . This is the 23rd year that Investment Advisor invited producing . of Investors
  • www.mfa-cpa.com/. /sec-adopts-amendments-to-broker-dealer-customer- protection-net-capital-and-financial-reporting-rules‎CachedSEC Adopts Amendments to Broker-Dealer Customer Protection, Net Capital and
  • www.law.cornell.edu/cfr/text/17/240.15c3-1‎CachedSimilar(a) Every broker or dealer shall at all times have and maintain net capital no less
  • www.investorscapital.com/company/AboutUs.aspx‎CachedSimilarInvestors Capital Corporation - A Premier Independent Broker/Dealer . Being
  • www.prnewswire.com/. /who-are-the-2013-broker-dealers-of-the-year- investment-advisor-reveals-winners-based-on-votes-cast-by-indepen. ‎CachedAug 26, 2013 . Magazine's 23rd Annual Balloting Gives Top Honors to Cambridge Investment
  • www.capitalanalysts.com/‎CachedSimilarAs we celebrate the one-year anniversary of the merger of Capital Analysts .
  • article.wn.com/. /Investors_Capital_Corp_Wins_Broker_Dealer_of_the_Year /Aug 29, 2013 . Investors Capital Corporation (ICC), the premier independent broker/dealer of
  • www.financial-planning.com/bd_scorecard/?djoPage=summary&djoPid. ‎SimilarCorporate Bond Spread Versus Treasuries Approaches 6-Year Low · Wells
  • www.financelogix.com/Company/AffiliatedBrokerDealers.aspx‎CachedSimilarHere are the list of the affiliated broker dealers. . Investors Capital Corporation is
  • www.investopedia.com/exam. 26/. /registration-brokers-dealers.asp‎CachedSimilarA broker-dealer with more than one year of operation has a net capital
  • www.bloomberg.com/. /schorsch-s-rcs-capital-to-buy-second-broker-dealer- in-two-days.html‎CachedJan 17, 2014 . RCS Capital Corp., the brokerage led by Nicholas S. Schorsch, agreed to . Co.
  • www.lifehealth.com/investors-capital-rcs-capital-sign-merger-agreement/‎CachedOct 29, 2013 . (BUSINESS WIRE)–On October 27, 2013, Investors Capital Holdings, . of the
  • investorshub.advfn.com/Investors-Capital-Holdings-Ltd-ICH-22210/‎CachedSep 6, 2011 . Investors Capital Corp. Wins Broker/Dealer of the Year Firm voted #1 overall in
  • www.rttnews.com/. /investors-capital-holdings-rcs-capital-to-merge-quick- facts.aspx‎CachedOct 28, 2013 . Investors Capital Holdings, Ltd. (ICH) has inked a definitive merger . of the
  • www.senesandchwalek.com/Asset-Management.2.htm‎CachedSenes & Chwalek Financial Advisors offers investment management, financial .
  • globenewswire.com/. /Investors-Capital-Corp-Wins-Broker-Dealer-of-the- Year.html‎CachedSep 6, 2011 . LYNNFIELD, Mass., Sept. 6, 2011 (GLOBE NEWSWIRE) -- Investors Capital
  • www.shearman.com/. /SEC-Adopts-Changes-to-Broker-Dealer-Net-Capital- and-Financial-Responsibility-Rules-FIA-081.pdf‎CachedAug 19, 2013 . The net capital rule permits broker-dealers to follow either a “basic” . to 800% of
  • pcaobus.org/Information/Pages/BrokerDealers.aspx‎CachedSimilarFinancial statements of broker-dealers filed with the SEC for fiscal years . and
  • minneapolis.craigslist.org/hnp/acc/4329419294.htmlFeb 11, 2014 . The Capital Advisory Group is looking for financial advisors who . We are a
  • https://www.investorscapital.com/newsroom/2013-8-28_BDotY.aspx‎CachedAug 28, 2013 . Lynnfield, Mass. (August 28, 2013) — Investors Capital Corporation (ICC), the
  • www.glassdoor.com/. /Working-at-Investors-Capital-Holdings-EI_IE12420. 11,37.htm‎CachedSimilar  Rating: 2 - 4 reviewsMar 1, 2011 . See what employees say it's like to work at Investors Capital Holdings. . Broker
  • www.dailyfinance.com/. /investors-capital-corp-wins-brokerdealer-of-the-ye/‎CachedAug 29, 2013 . LYNNFIELD, Mass.--(BUSINESS WIRE)-- Investors Capital Corporation (ICC),
  • finance.yahoo.com/. /investors-capital-corp-wins-broker-154500272.html‎CachedAug 29, 2013 . From Yahoo Finance: Investors Capital Corporation , the premier independent
  • www.mondaq.com/. /Preventing+Another+Madoff+SEC+Adopts+New+ Custody+Rules+for+BrokerDealers‎CachedNov 2, 2013 . Each broker-dealer that has custody of customer assets must file a . fiscal year;;
  • investing.money.msn.com/investments/stock-price/?symbol=ICH‎CachedSimilarGet Stock quote detail for INVESTORS CAPITAL HOLDING. Stock quotes include
  • seekingalpha.com/. /7971192-investors-capital-holdings-ltd-and-rcs-capital- corporation-sign-definitive-merger-agreementOct 28, 2013 . (BUSINESS WIRE)-- On October 27, 2013, Investors Capital . of the Investment
  • boltonglobal.com/‎CachedSimilarIndependent broker dealer and FINRA member firm since 1985 providing
  • www.rcscapital.com/wholesale-brokerdealer.html‎CachedOur wholesale broker-dealer has a five-year track record evidencing an ability to
  • https://blogs.law.harvard.edu/. /sec-adopts-changes-to-broker-dealer-rules/‎CachedSep 7, 2013 . The net capital rule requires US broker-dealers to maintain “net capital” (i.e. . to
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  • www.dividendchannel.com/symbol/ich/‎CachedDescription of the stock ICH, Investors Capital Holdings, Ltd., from Dividend
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  • www.legayelaw.com/legalalerts?id=28‎CachedSep 10, 2013 . Additionally, broker-dealers allowing investors the option to withdraw contributed
  • www.leadercapital.com/‎CachedSimilarLeader Capital Corp was established in 1997 by John E. Lekas. Leader Capital
  • www.investmentnews.com/. /broker-dealer-data-profile&R=289978‎CachedSimilarInvestors Capital Corp. A subsidiary of Investors Capital Holdings Ltd. 6 Kimball
  • www.sec.gov/Archives/edgar/data/1001871/. /v358328_ex99-3.htm‎CachedOct 28, 2013 . Investors Capital Holdings, Ltd. and RCS Capital Corporation Sign . of the
  • www.investorscapital.com/‎CachedSimilarIndependent broker dealer renowned for providing our advisors with 5-star, .
  • bluerockre.com/about-us/our-people/bluerock-capital-markets/‎CachedSimilarBluerock Capital Markets, LLC serves as the managing broker dealer for
  • www.hedgeco.net/. /rcs-capital-corporation-announces-agreement-to-acquire -investors-capital-holdings-ltd.html‎CachedOct 29, 2013 . Press Release – RCS Capital Corporation (RCAP) announced today . A four-
  • www.summitprofessionalnetworks.com/who-are-the-2013-broker-dealers-of- the-year-investment-advisor-reveals-winners-based-on-votes-cast-by. ‎CachedAug 26, 2013 . Magazine's 23rd Annual Balloting Gives Top Honors to Cambridge Investment
  • investamericap.com/broker-dealer-affiliation/‎CachedRegistered under the Securities Act of 1934, IAA is a full service brokerage and .
  • www.brokerhunter.com/. /financial-advisor-improve-your-quality-of-life/‎CachedFeb 11, 2014 . Employer: Northeast Investment Advisors, Location: Metro west, . of assets
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