L. 109–282), as amended by section 6202 of Public Law 110–252. . filed under

pany as defined in paragraph (13) of this subsection; an in vestment company .

to an emergency humanitarian situation therein, warranting the provisions of

public generally and in large part originate outside the States in . .. 13.

See § 13 of the 1933 Act, 15 U.S.C. § 77m; §§ 9(e) and 18(c) of the 1934 Act, 15

Sep 21, 2011 . A: Form 13F is the reporting form filed by institutional investment managers

PART 240--GENERAL RULES AND REGULATIONS, .

PART 249--FORMS, SECURITIES EXCHANGE ACT OF 1934 .

Section 13 of the Securities Exchange Act of 1934 (15 U.S.C. 78m), as amended

of any persons to any lands so withdrawn existing on the date of the withdrawal

iv. purchase by any person (as defined in section 13 (d) of the 1934 act),

. immediately followed by a "?A". Form Type, Definition, Notes .

Section 15(d) of the Securities Exchange Act of 1934, as amended (Exchange

1934 ("Exchange Act") to determine whether Caterpillar Inc. ("Caterpillar") has

Jul 22, 2010 . Section 1502 of the Dodd-Frank Act amends Section 13 of the Securities

Oct 14, 2008 . The Securities Exchange Act of 1934 (the “Exchange Act”) is a very important act

public investor. 4. Section 18(a) of the 1934 Act- is a classic example of a

law governing the securities markets, enacted June 6, 1934. . Section 13(b)(3)(A

06/30/2011, 10-Q, QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d

Schedule 13E-4F -- Tender Offer Statement Pursuant to Section 13(e)(1) of the

Items 501 - 512 . As will be discussed more fully in the following sections, the 1934 Act . . as are

In 1968, the Williams Act added section 13(d) to the Securities Ex- change Act of

240.13e-100 Schedule 13E–3, Transaction statement under section 13(e) of the

interpretations (“CDIs”) relating to Sections 13(d) and 13(g) of the Securities.

Jul 12, 2011 . Having re-read Wachtell's rule-making proposal with respect to Section 13 (d) of

On January 13, 2006, the Securities and Exchange Commission (SEC) approved

. Requested Materials · Archives · EDGAR. Exchange Act Forms.

Mar 18, 2011 . An obscure provision of the Securities Exchange Act of 1934 (Exchange .

Sep 8, 2007 . Report of Institutional Investment Managers Pursuant to Section 13(f) of the

Securities Exchange Act of 1934. Section 13 -- Periodical and Other Reports .

Rule 506: unlimited amount ('33 Act Section 4(2) safe harbor). • Section 4(6) –

Section 13(b)(3)(A) of the Securities Exchange Act of 1934 provides that "with

Apr 13, 2009 . Securities Exchange Act of 1934, rules, regulations, and penalties. . term is

the insider lending prohibition under Section 402 of the Sarbanes-Oxley Act. (the

"Acquisitions" and "Groups" Under Section 13(d) of the Securities Exchange Act

pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (the .

Section 13 of the Securities Exchange Act of 1934 (15 U.S.C. 78m), as amended

Section 402 of the Sarbanes-Oxley Act of 2002 added a new subsection (k) to

Sections 13 and 15(d) of the Securities Exchange Act of 1934 concern the filing

Nov 11, 2011. of registration under Section 12(g) of the Securities Exchange Act of 1934, or

Securities Exchange Act of 1934 . Section 4B -- Transfer of Functions with

Section 8: Leaves scattered Indian homesteads on the public domain out of the

(See Section 6 of the Securities Act of 1933 for information concerning the . .. In

. required under Section 13(d)? . 1934 Act, it must file a report .

Securities Exchange Act of 1934 (Exchange Act) . In general, under Section 13(

If the source note at the end of a Section of the statutes includes a Public Act that

ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES

Sep 15, 2010 . Section 13(d) of the Securities Exchange Act of 1934 requires anyone who buys

. security under Section 12(g), or notice of suspension of duty to file reports

Securities Exchange Act of 1934 . Registered Pursuant to Section 12 (Rules 13a

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